n 3 why we became religious and the evolution of the spirit world marv
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Why We Became Religious
and The Evolution of the
Spirit World
Marvin Harris
The following selection by anthropologist Marvin Harris originally appeared as two separate
essays, one entitled "Why We Became Religious," the other "The Evolution of the Spirit World."
In the first essay, Harris comments on the fascinating possibility of religion among nonhuman
species. He also discusses the concept of mana (an inherent force or power), noting that, although
the concepts of superstition, luck, and charisma in Western cultures closely resemble mana, they
are not really religious concepts. Rather, according to Harris, the basis of all religious thought is
animism, the universal belief that we humans share the world with various extracorporeal, mostly
invisible beings. Harris closes the first essay with some thoughts on the concept of an inner being—
a soul-pointing out that in many cultures people believe a person may have more than one.
In "The Evolution of the Spirit World," Harris advances the notion that spiritual beings found
in modern religions are also found in the religions of prestate societies. Thus, he briefly examines
religious thought and behavior pertaining to ancestor worship at varying levels of societal complex-
ity, starting with band-and-village societies, the earliest of human cultures. Next, Harris notes the
importance of recently deceased relatives in the religions of more complexly developed societies,
such as those based on gardening and fishing. Chiefdoms represent an even higher level of devel-
opment, one in which greater specialization arose, including a religious practitioner who paid
special attention to the chief's ancestors. Finally, Harris observes that, with the development of
early states and empires, dead ancestors assumed a place of great prominence alongside the gods.
Marvin Harris (1927-2001) was a tremendous popularizer of anthropology, thanks to the
accessible writing style of his works for students and the general public. He helped develop the
theoretical perspective known as cultural materialism, often emphasizing the relationship between
culture and ecology.
Human social life cannot be understood apart from
the deeply held beliefs and values that in the short
Pages 397-407 from OUR KIND by Marvin Harris. Copyright
1989 by Marvin Harris. Reprinted by permission of
HarperCollins Publishers.
run, at least, motivate and mobilize our transactions
with each other and the world of nature. So let me...
confront certain questions concerning our kind's reli-
gious beliefs and behavior.
First, are there any precedents for religion in non-
human species? The answer is yes, only if one accepts
25 26 THE ANTHROPOLOGICAL STUDY OF RELIGION
a definition of religion broad enough to include "su
perstitious" responses. Behavioral psychologists
have long been familiar with the fact that animals can
acquire responses that are falsely associated with re-
wards. For example, a pigeon is placed in a cage into
which food pellets are dropped by a mechanical
feeder at irregular intervals. If the reward is deliv-
ered by chance while the bird is scratching, it begins
to scratch faster. If the reward is delivered while a
bird happens to be flapping its wings, it keeps flap-
ping them as if wing-flapping controls the feeder.
Among humans, one can find analogous supersti-
tions in the little rituals that baseball players engage
in as they come up to bat, such as touching their caps,
spitting, or rubbing their hands. None of this has any
real connection with getting a hit, although constant
repetition assures that every time batters get hits,
they have performed the ritual. Some minor phobic
behavior among humans also might be attributed to
associations based on coincidental rather than contin-
gent circumstances. I know a heart surgeon who tol-
erates only popular music piped into his operating
room ever since he lost a patient while classical com-
positions were being played.
Superstition raises the issue of causality. Just how
do the activities and objects that are connected in su-
perstitious beliefs influence one another? A reason-
able, if evasive, answer is to say that the causal
activity or object has an inherent force or power to
achieve the observed effects. Abstracted and gener-
alized, this inherent force or power can provide the
explanation for many extraordinary events and for
success or failure in life's endeavors. In Melanesia,
people call it mana. Fishhooks that catch big fish,
tools that make intricate carvings, canoes that sail
safely through storms, or warriors who kill many en-
emies, all have mana in concentrated quantities. In
Western cultures, the concepts of luck and charisma
closely resemble the idea of mana. A horseshoe pos-
sesses a concentrated power that brings good luck. A
charismatic leader is one who is suffused with great
powers of persuasion.
But are superstitions, mana, luck, and charisma
religious concepts? I think not. Because, if we define
religion as a belief in any indwelling forces and pow-
ers, we shall soon find it difficult to separate religion
from physics. After all, gravity and electricity are also
unseen forces that are associated with observable ef-
fects. While it is true that physicists know much more
about gravity than about mana, they cannot claim to
have a complete understanding of how gravity
achieves its results. At the same time, couldn't one
argue that superstitions, mana, luck, and charisma
are also merely theories of causality involving physi-
cal forces and powers about which we happen to
have incomplete understanding as yet?
True, more scientific testing has gone into the
study of gravity than into the study of mana, but the
degree of scientific testing to which a theory has
been subjected cannot make the difference between
whether it is a religious or a scientific belief. If it did.
then every untested or inadequately tested theory in
science would be a religious belief (as well as every
scientific theory that has been shown to be false dur-
ing the time when scientists believed it to be true!).
Some astronomers theorize that at the center of each
galaxy there is a black hole. Shall we say that this is a
religious belief because other astronomers reject
such a theory or regard it as inadequately tested?
It is not the quality of belief that distinguishes re-
ligion from science. Rather, as Sir Edward Tylor was
the first to propose, the basis of all that is distinctly
religious in human thought is animism, the belief
that humans share the world with a population of
extraordinary, extracorporeal, and mostly invisible
beings, ranging from souls and ghosts to saints and
fairies, angels and cherubim, demons, jinni, devils,
and gods.
Wherever people believe in the existence of one
or more of these beings, that is where religion exists.
Tylor claimed that animistic beliefs were to be found
in every society, and a century of ethnological re-
search has yet to turn up a single exception. The
most problematic case is that of Buddhism, which
Tylor's critics portrayed as a world religion that
lacked belief in gods or souls. But ordinary believers
outside of Buddhist monasteries never accepted the
atheistic implications of Gautama's teachings. Main-
stream Buddhism, even in the monasteries, quickly
envisioned the Buddha as a supreme deity who had
been successively reincarnated and who held sway
over a pantheon of lower gods and demons. And it
was as fully animistic creeds that the several variet-
ies of Buddhism spread from India to Tibet, South-
east Asia, China, and Japan.
Why is animism universal? Tylor pondered the
question at length. He reasoned that if a belief re-
curred again and again in virtually all times and HARRIS ⚫ WHY WE BECAME RELIGIOUS AND THE EVOLUTION OF THE SPIRIT WORLD 27
places, it could not be a product of mere fantasy.
Rather, it must have grounding in evidence and in
experiences that were equally recurrent and univer-
sal. What were these experiences? Tylor pointed to
dreams, trances, visions, shadows, reflections, and
death. During dreams, the body stays in bed; yet an-
other part of us gets up, talks to people, and travels
to distant lands. Trances and drug-induced visions
also bring vivid evidence of another self, distinct and
separate from one's body. Shadows and mirror im-
ages reflected in still water point to the same conclu-
sion, even in the full light of normal wakefulness.
The concept of an inner being-a soul-makes sense
of all this. It is the soul that wanders off when we
sleep, that lies in the shadows, and that peers back at
us from the surface of the pond. Most of all, the soul
explains the mystery of death: a lifeless body is a
body permanently deprived of its soul.
Incidentally, there is nothing in the concept of
soul per se that constrains us to believe each person
has only one. The ancient Egyptians had two, and so
do many West African societies in which both patri-
lineal and matrilineal ancestors determine an indi-
vidual's identity. The Jívaro of Ecuador have three
souls. The first soul-the mekas-gives life to the
body. The second soul-the arutam-has to be cap-
tured through a drug-induced visionary experience
at a sacred waterfall. It confers bravery and immu-
nity in battle to the possessor. The third soul-the
musiak forms inside the head of a dying warrior
and attempts to avenge his death. The Dahomey say
that women have three souls; men have four. Both
sexes have an ancestor soul, a personal soul, and a
mawn soul. The ancestor soul gives protection dur-
ing life, the personal soul is accountable for what
people do with their lives, the mawn soul is a bit of
the creator god, Mawn, that supplies divine guid-
ance. The exclusively male fourth soul guides men to
positions of leadership in their households and lin-
eages. But the record for plural souls seems to belong
to the Fang of Gabon. They have seven: a sound in-
side the brain, a heart soul, a name soul, a life force
soul, a body soul, a shadow soul, and a ghost soul.
Why do Westerners have only one soul? I cannot
answer that. Perhaps the question is unanswerable. I
accept the possibility that many details of religious
beliefs and practices may arise from historically spe-
cific events and individual choices made only once
and only in one culture and that have no discernible
cost-benefit advantages or disadvantages. While a
belief in souls does conform to the general principles
of cultural selection, belief in one rather than two or
more souls may not be comprehensible in terms of
such principles. But let us not be too eager to declare
any puzzling feature of human life forever beyond
the pale of practical reason. For has it not been our
experience that more research often leads to answers
that were once thought unattainable?
The Evolution of the Spirit World
All varieties of spirit beings found in modern reli-
gions have their analogues or exact prototypes in the
religions of prestate societies. Changes in animistic
beliefs since Neolithic times involve matters of em-
phasis and elaboration. For example, band-and-
village people widely believed in gods who lived on
top of mountains or in the sky itself and who served
as the models for later notions of supreme beings as
well as other powerful sky gods. In Aboriginal
Australia, the sky god created the earth and its
natural features, showed humans how to hunt and
make fire, gave people their social laws, and showed
them how to make adults out of children by perform-
ing rites of initiation. The names of their quasi-
supreme beings-Baiame, Daramulum, Nurunderi-
could not be uttered by the uninitiated. Similarly, the
Selk'nam of Tierra del Fuego believed in "the one
who is up there." The Yaruro of Venezuela spoke of a
"great mother" who created the world. The Maidu of
California believed in a great "slayer in the sky."
Among the Semang of Malaysia, Kedah created ev-
erything, including the god who created the earth
and humankind. The Andaman Islanders had Puluga
whose house is the sky, and the Winnebago had
"earthmaker."
Although prestate peoples occasionally prayed to
these great spirits or even visited them during
trances, the focus of animistic beliefs generally lay
elsewhere. In fact, most of the early creator gods ab-
stained from contact with human beings. Having
created the universe, they withdraw from worldly
affairs and let other lesser deities, animistic beings,
and humans work out their own destinies. Ritually,
the most important category of animistic beings was
the ancestors of the band, village, and clan or other
kinship groups whose members believed they were
bonded by common descent. 28 THE ANTHROPOLOGICAL STUDY OF RELIGION
People in band-and-village societies tend to
have short memories concerning specific individu-
als who have died. Rather than honor the recent
dead, or seek favors from them, egalitarian cultures
often place a ban on the use of the dead person's
name and try to banish or evade his or her ghost.
Among the Washo, a native American foraging
about
people who lived along the border of California
and Nevada, souls of the dead were angry
being deprived of their bodies. They were danger-
ous and had to be avoided. So the Washo burned
the dead person's hut, clothing, and other personal
property and stealthily moved their camp to a
place where they hoped the dead person's soul
could not find them. The Dusun of North Borneo
curse a dead person's soul and warn it to stay away
from the village. Reluctantly, the soul gathers up
belongings left at its grave site and sets off for the
land of the dead.
But this distrust of the recent dead does not ex-
tend to the most ancient dead, not to the generality
of ancestor spirits. In keeping with the ideology of
descent, band-and-village people often memorial-
ize and propitiate their communal ancestral spirits.
Much of what is known as totemism is a form of
diffuse ancestor worship. Taking the name of an
animal such as kangaroo or beaver or a natural phe-
nomenon such as clouds or rain in conformity with
prevailing rules of descent, people express a com-
munal obligation to the founders of their kinship
group. Often this obligation includes rituals in-
tended to nourish, protect, or assure the increase of
the animal and natural totems and with it the health
and well-being of their human counterparts. Ab-
original Australians, for example, believed that
they were descended from animal ancestors who
traveled around the country during the dream-time
at the beginning of the world, leaving mementos of
their journey strewn about before turning into peo-
ple. Annually, the descendants of a particular to-
temic ancestor retraced the dream-time journey. As
they walked from spot to spot, they sang, danced,
and examined sacred stones, stored in secret hiding
places along the path taken by the first kangaroo or
the first witchetty grub. Returning to camp, they
decorated themselves in the likeness of their totem
and imitated its behavior. The Arunta witchetty-
grub men, for instance, decorated themselves with
strings, nose bones, rattails, and feathers, painted
their bodies with the sacred design of the witchetty
grub, and constructed a brush hut in the shape of
the witchetty-grub chrysalis. They entered the hut
and sang of the journey they had made. Then the
head men came shuffling and gliding out, followed
by all the rest, in imitation of adult witchetty grubs
emerging from a chrysalis.
In most village societies an
undifferentiated com-
munity of ancestral spirits keep a close watch on
their descendants, ready to punish them if they
commit incest or if they break the taboos against eat-
ing certain foods. Important endeavors-hunting,
gardening, pregnancy, warfare-need the blessings
of a group's ancestors to be successful, and such
blessings are usually obtained by holding feasts in
the ancestors' honor according to the principle that
a well-fed ancestor is a well-intentioned ancestor.
Throughout highland New Guinea, for example,
people believe that the ancestral spirits enjoy eat-
ing pork as much as living persons enjoy eating it.
To please the ancestors, people slaughter whole
herds of pigs before going to war or when celebrat-
ing important events in an individual's life such as
marriage and death. But in keeping with a big-man
redistributive level of political organization, no
one claims that his or her ancestors merit special
treatment.
Under conditions of increasing population,
greater wealth to be inherited, and intrasocietal com-
petition between different kin groups, people tend to
pay more attention to specific and recently deceased
relatives in order to validate claims to the inheri-
tance of land and other resources. The Dobuans,
South Pacific yam gardeners and fishermen of the
Admiralty Islands, have what seems to be an incipi-
ent phase of a particularized ancestor religion.
When the leader of a Dobuan household died, his
children cleaned his skull, hung it from the rafters of
their house, and provided it with food and drink.
Addressing it as "Sir Ghost," they solicited protec
tion against disease and misfortune, and through
oracles, asked him for advice. If Sir Ghost did not
cooperate, his heirs threatened to get rid of him. Ac-
tually, Sir Ghost could never win. The death of his
children finally proved that he was no longer of any
use. So when the grandchildren took charge, they
threw Sir Ghost into the lagoon, substituting their
own father's skull as the symbol of the household's
new spiritual patron. HARRIS WHY WE BECAME RELIGIOUS AND THE EVOLUTION OF THE SPIRIT WORLD |
With the development of chiefdoms, ruling elites
employed specialists whose job was to memorize the
names of the chief's ancestors. To make sure that the
remains of these dignitaries did not get thrown away
like Sir Ghost's skull, paramount chiefs built elabo-
rate tombs that preserved links between generations
in a tangible form. Finally, with the emergence of
states and empires, as the rulers' souls rose to take
their places in the firmament alongside the high
gods, their mummified mortal remains, surrounded
by exquisite furniture, rare jewels, gold-encrusted
chariots and other preciosities, were interred in gi-
gantic crypts and pyramids that only a true god
could have built.
Study Question
What are some of the ways in which beliefs in
souls, gods, and other spiritual beings vary among
societies?
Related Readings and Media
Bellah, Robert N.
2011 Religion in Human Evolution: From the
Paleolithic to the Axial Age. Cambridge,
Mass.: Belknap/Harvard University Press.
Intricate coverage of the development of
religious phenomena among humans,
including attention to the Middle East,
Greece, China, and India as well as
prehistory. By a preeminent sociologist.
www.beliefnet.com/Faiths/2005/04/Multifaith-
Round-Up-Views-Of-The-Soul.aspx?p=1
Collection of comments about the concept of soul, from
leaders of various religions in the United States, from
the popular website beliefnet.com.
http://ngm.nationalgeographic.com/2010/01/
chinese-afterlife/hessler-text
National Geographic magazine article on ancestor wor
ship in ancient China, including a gallery of photos.